Consultation
Immigration Act Review: Background Paper
Chapter One: Core Provisions
Executive Summary - Chapter 1 Core provisions
Proposal - Purpose of Immigration Bill
I propose that the Bill include a purpose statement. I propose that the purpose of the Bill is to:
- allow for immigration to New Zealand that ensures that New Zealand has the skills and labour it needs
- contribute to the security of New Zealand's border
- uphold New Zealand immigration-related international obligations
- facilitate the settlement of migrants and refugees, and
- balance the rights of individuals with the obligation of the government to manage immigration in the national interest, as determined by the Crown.
Status quo - The purpose of New Zealand's immigration legislation is not set out in the 1987 Act. Some of the amendments to the 1987 Act have included purpose statements outlining the specific reform or change involved.
Discussion paper and submissions - Ninety percent of 125 submitters agreed that there should be a purpose statement in the legislation. The discussion paper asked if the purpose of New Zealand's immigration legislation was "to regulate the entry, stay and removal of non-New Zealand citizens, in a manner that is in New Zealand's interests; and to provide for integrity in the immigration system". Just under half the 72 organisations and approximately 75 percent of the 53 individual submitters indicated support for the suggested purpose. Submitters expressed a wide range of ideas about what further detail the purpose statement could include, including the positive goals of immigration, and the importance of individual rights.
Comment - The proposed approach responds to the key concerns in submissions including international obligations and individual rights, while maintaining government control.
Proposal - Government to control immigration
I propose that the Bill reaffirms the right of New Zealand citizens to be in New Zealand.
I propose that:
- all non-citizens in New Zealand are required to hold a valid visa and to comply with the conditions of that visa, and
- non-citizens in New Zealand who do not hold a valid visa are prohibited from applying for a visa (Chapter Three: Decision-making continues to enable the Minister to grant visas to non-citizens unlawfully in New Zealand, currently known as a section 35A).
Status quo - This proposal mirrors the 1987 Act's core provisions.
Discussion paper and submissions - The discussion paper did not seek specific comment on these fundamental issues. In general, explicit protection of New Zealand citizens' right to re-enter New Zealand was noted as a strength of the 1987 Act.
Comment - These proposals provide a necessary foundation for the government's ability to manage the presence and activities of non-citizens in New Zealand.
Proposal - Excluded non-citizens
I propose that statutory prohibitions continue to exclude certain non-citizens from New Zealand and constitute sufficient grounds to decline any visa application and to refuse entry permission (except for residents). I propose that there be a delegable ministerial power to waive the application of the exclusion criteria.
I propose that the statutory exclusion criteria apply where:
- a non-citizen has been sentenced to imprisonment for 5 years or more, or, within the past 10 years, for 12 months or more
- a non-citizen is subject to a deportation order banning return to New Zealand, or is banned under any previous or current New Zealand statute
- a non-citizen is or has been banned, or deported from any other country at any time
- there is reason to believe a non-citizen is likely to commit an offence in New Zealand that is punishable by imprisonment, and
- there is reason to believe a non-citizen is likely to be a threat or risk to national security, public order, or the public interest.
- I propose that character policy set in Immigration Instructions continue to supplement the statutory exclusion criteria.
Status quo - This proposal largely mirrors the status quo, but has broadened the criteria relating to national security, public order, and the public interest to remove current restrictions that these risks must be connected to, for example, organised crime.
Discussion paper and submissions - The discussion paper proposed that the Bill should contain provisions to exclude non-citizens from New Zealand who meet clear criteria relating to both character and health. There were strong reservations from submitters on the proposal for health exclusion criteria, which is no longer being proposed. Those that supported character exclusion criteria remaining in the legislation commented that transparency was desirable.
Comment - The proposed exclusion criteria build on the 1987 Act and are an important mechanism in maintaining the safety and security of New Zealand, and the integrity of the immigration system. Unlike health criteria, character exclusion criteria relate to past or likely future convictions, actions or associations that put New Zealand at risk, and for which the person is culpable.
Proposal - Children born in New Zealand
I propose that the Bill include the current provisions that give New Zealand-born children who are not citizens the most favourable immigration status held by either of their parents.
Status quo - This proposal mirrors the status quo.
Discussion paper and submissions - This issue was not raised in the discussion paper.
Comment - The provisions in the 1987 Act came into force through amendments on 1 January 2006 in response to changes to New Zealand citizenship law. There is no reason to revisit these provisions at this early date.
Proposal - Fees and charges
I propose to carry the existing provisions over into the Bill. In addition, I propose that further flexibility be introduced by allowing regulations to prescribe the manner in which fees and charges are payable, and payment to third parties, who would transfer the amount to a departmental account.
Status quo - This proposal largely mirrors the status quo, but provides for more flexibility.
Discussion paper and submissions - This issue was not raised in the discussion paper
Comment - The proposals for third party fee management and for regulations to prescribe (and restrict) the manner of payment give the flexibility to stop, for example, taking cash payments in specified circumstances. This offers enhanced protection for the applicant and the department from loss or theft of cash.
Purpose
This chapter discusses the recommendations on:
- the purpose of the Immigration Bill (the Bill)
- the government's role in controlling immigration
- the criteria that should exclude a person from New Zealand
- the status of New Zealand-born children without New Zealand citizenship, and
- fees and charges.
Status quo
The Immigration Act 1987 (the 1987 Act) provides the legal framework that allows the government to manage immigration, but has no overarching purpose statement. The 1987 Act has core provisions to control the travel to, entry and stay of non-New Zealand citizens (non-citizens) in New Zealand, and to control their activities while here, such as work and study. It places obligations on non-citizens to maintain lawful status while in New Zealand and to leave when they have no lawful status. There are also statutory provisions that exclude the entry of some non-citizens on character grounds.
Rationale for the proposals
The proposals in this chapter seek to establish a clear purpose for the Bill to allow the government to manage immigration in New Zealand's interests. The proposals maintain and clarify the core provisions for New Zealand citizens, and the core obligations on non-citizens. In the case of exclusion criteria, a detailed legislative provision is proposed to give a strong minimum standard.
Purpose of Immigration Bill
Proposals
It is proposed that the Bill include a purpose statement.
It is proposed that the purpose of the Bill is to:
- allow for immigration to New Zealand that ensures that New Zealand has the skills and labour it needs
- contribute to the security of New Zealand's border
- uphold New Zealand immigration-related international obligations
- facilitate the settlement of migrants and refugees, and
- balance the rights of individuals with the obligation of the government to manage immigration in the national interest, as determined by the Crown.
Status quo
The purpose of New Zealand's immigration legislation is not set out in the 1987 Act. Some of the amendments to the 1987 Act have included purpose statements outlining the specific reform or change involved.
Discussion paper and submissions
Ninety percent of 125 submitters agreed that there should be a purpose statement in the legislation. The discussion paper asked if the purpose of New Zealand's immigration legislation was "to regulate the entry, stay and removal of non-New Zealand citizens, in a manner that is in New Zealand's interests; and to provide for integrity in the immigration system". Just under half the 72 organisations and approximately 75 percent of the 53 individual submitters indicated support for the suggested purpose.
A number of submitters commented that the discussion of the purpose of immigration legislation placed too much emphasis on border security and that sovereignty issues need to be balanced against individual human rights. Submitters had a range of ideas about what further detail the purpose statement could include, for example:
- the New Zealand Association for Migration and Investment, and the Human Rights Foundation considered that the purpose statement should refer to recognising or upholding human rights
- the Human Rights Commission, and the Auckland District Law Society considered that it should refer to the Treaty of Waitangi and to the New Zealand Bill of Rights Act 1990
- the New Zealand Law Society considered that there was not sufficient recognition of the totality of New Zealand's immigration aims and obligations
- the New Zealand Council of Trade Unions commented that "any underlying definition of New Zealand's immigration-related interests, needs to be broadened to avoid use of immigration as a proxy for domestic training and skills development, to acknowledge the importance of a rights-based approach to migration and to recognise a wider range of international instruments"
- the Wellington Chamber of Commerce and other submitters considered the statement should be more proactive and refer to generating economic growth, competing for potential migrants and/or maximising the benefits of immigration
- a number of submitters including the New Zealand Federation of Ethnic Councils Inc. commented that the purpose statement should affirm the importance of successful settlement, and
- Auckland Refugees as Survivors Centre commented that "it is essential to cement into the...legislation, the recognition of the family as the fundamental unit of society and the Act should instruct any government to apply immigration policy in a way which will serve to strengthen and support families."
Comment
The submissions highlight the diverse range of views about the purpose of immigration. This diversity raises the possibility that an overly detailed purpose statement could be used in litigation over whether an individual decision or immigration policy category met the general purpose of the Bill, and/or correctly balanced the components of the purpose statement.
Litigation on the basis of a purpose statement would represent a risk to government's flexibility to make immigration policy and determine what is in the national interest. It may open up avenues of appeal against immigration decisions that were not intended by government.
The proposed approach responds to the key concerns in submissions including international obligations and individual rights, while maintaining government control. The proposed approach would allow the legislation to assist in the facilitation of the travel to, entry and stay of the permanent and temporary migrants that New Zealand wants, while ensuring fairness and transparency in maintaining the safety and security of the border.
The exact words of purpose statement will be finalised in drafting the Bill, and submitted to Cabinet for approval prior to the Bill's introduction to Parliament. Drafting a purpose statement that clearly determines who are subject to the provisions of immigration legislation would enable the Bill to clearly reflect the boundaries of the immigration system. For example, the immigration system has a distinct role in managing non-citizens at the border in the context of the wider set of border control functions performed, among others, by the New Zealand Customs Service.
Government to control immigration
Proposals
Rights of citizens protected
It is proposed that Bill reaffirms the right of New Zealand citizens to be in New Zealand.[1]
The requirement to hold a valid visa
It is proposed that:
- all non-citizens in New Zealand are required to hold a valid visa and to comply with the conditions of that visa, and
- non-citizens in New Zealand who do not hold a valid visa are prohibited from applying for a visa.
Status quo
Under the 1987 Act, and the New Zealand Bill of Rights Act 1990, every New Zealand citizen has a right to be in New Zealand at any time.
Non-citizens require authority to travel to, enter, and stay in New Zealand under the 1987 Act. They are obliged to leave New Zealand if they are here without authority and therefore in New Zealand unlawfully.
Discussion paper and submissions
The discussion paper did not seek specific comment on these fundamental issues. In general, explicit protection of New Zealand citizens' right to re-enter New Zealand was noted as a strength of the 1987 Act.
Comment
Accurate checking of citizenship in the immigration context protects the integrity of New Zealand citizenship and ensures that citizens are not subjected to controls intended for non-citizens. Controls for non-citizens can be managed through the requirement that they have a valid visa and comply with the conditions of that visa. The proposal for non-citizens to hold a valid visa provides a necessary foundation for the government's ability to manage their travel to and stay in New Zealand.
There are substantial differences in the rights available for non-citizens in New Zealand lawfully who hold a valid visa, and those in New Zealand unlawfully who do not. It is proposed that the distinction in these rights remains as a suitable incentive for non-citizens to maintain their lawful presence. The visa system is discussed in detail in Chapter Two: Visas. Chapter Three: Decision-making continues to enable the Minister to grant visas to non-citizens unlawfully in New Zealand, currently known as section 35A of the 1987 Act.
Excluded non-citizens
Proposals
It is proposed that statutory prohibitions continue to exclude certain non-citizens from New Zealand and constitute sufficient grounds to decline any visa application and to refuse entry permission (except for residents).
It is proposed that there be a delegable ministerial power to waive the application of the exclusion criteria but no right to apply for this power to be exercised and no requirement on the decision-maker to give reasons.
It is proposed that character policy set in Immigration Instructions continue to supplement the statutory exclusion criteria.
Proposed exclusion criteria
It is proposed that the statutory exclusion criteria apply where:
- a non-citizen has been sentenced to imprisonment for a term of 5 years or more, or for an indeterminate period capable of running for 5 years or more
- a non-citizen has been sentenced, within the preceding 10 years, to imprisonment for a term of 12 months or more, or for an indeterminate period capable of running for 12 months or more
- a non-citizen is subject to a deportation order banning return to New Zealand under the Bill
- a non-citizen is or has been banned, removed, deported or excluded under any previous or current New Zealand statute, or designated under the Terrorism Suppression Act 2002
- a non-citizen is or has been banned, removed, deported or excluded from any other country at any time
- the Minister has reason to believe a non-citizen is likely to commit an offence in New Zealand that is punishable by imprisonment, or
- the Minister has reason to believe a non-citizen is likely to be a threat or risk to national or international security, public order, or the public interest.
It is proposed that, as under the 1987 Act, diplomatic and consular officials in New Zealand and entitled to immunity from jurisdiction would not be subject to exclusion criteria, reflecting the requirements of international agreements relating to diplomatic status.
Status quo
The 1987 Act identifies grounds that make a non-citizen ineligible to enter New Zealand. These include criminal convictions, previous removal or deportation, being a threat to public safety and involvement in terrorism. A detailed discussion of the proposed exclusion criteria, and how it differs from the status quo is outlined in Table One below.
As well as legislative grounds for ineligibility, there are policy grounds. Entry can be refused on the basis of failure to meet minimum entry requirements applied to all visas and permits (for example, health or character requirements) and/or the specific policy criteria for the visa or permit type.
Special directions may be issued to waive the legislated exclusion criteria, and waivers may be made for health and character policy requirements.
Discussion paper and submissions
The discussion paper proposed that the Bill should contain provisions to exclude non-citizens from New Zealand who meet clear criteria relating to both character and health. There were strong reservations from submitters on the proposal for health exclusion criteria, which is no longer being proposed. Provisions for health criteria to continue be set in Immigration Instructions are discussed in Chapter Three: Decision-making.
Those that supported character exclusion criteria remaining in the legislation commented that this would enable non-citizens to determine whether any convictions would exclude them from entry. Transparency in character exclusion criteria was seen as desirable.
The New Zealand Law Society commented that there should be time limits after which exclusion based on convictions would cease, while other submitters were of the view that suspended sentences should not come within the criteria. The Human Rights Commission noted that exclusion criteria based on "glorification of terrorism" had been controversial in the United Kingdom.
Comment
The proposed exclusion criteria build upon the provisions in section 7 of the 1987 Act and are an important mechanism in maintaining the safety and security of New Zealand, and the integrity of the immigration system. It is proposed to increase the effectiveness of these criteria, as set out in Table One below, in light of the current global environment which has changed considerably since 1987.
National or international security, public order and public interest exclusion provisions are more subjective than other criteria and potentially involve political judgements. It may be appropriate for these powers not to be delegated by the Minister, or to be delegated only narrowly.
Unlike health criteria, character exclusion criteria relate to past or likely future convictions, actions or associations that put New Zealand at risk, and for which the person is culpable. The ability to build upon the legislative exclusion criteria in Immigration Instructions allows differentiation in character standards to occur between different classes of non-citizen or for different visa types.
| Exclusion criteria | Discussion |
|---|---|
| Sentenced to imprisonment of 5 years or more | This mirrors the status quo |
| Sentenced to imprisonment of 12 months or more within the last 10 years | This mirrors the status quo. It places a time limit on how long lesser convictions trigger exclusion |
| Subject to a deportation order banning return to New Zealand | This mirrors the 1987 Act by enforcing bans on deportees returning, although the terminology is changed |
| Banned, removed, deported or excluded under any previous or current New Zealand statute, or designated under the Terrorism Suppression Act 2002 | This carries over effect of current provisions, but is expanded to include any travel and entry bans under other statutes. This would clarify that these bans can be given effect under immigration legislation, without the inflexibility of listing specific statutes. Notable examples of bans are those imposed as part of sanctions regimes under the United Nations Act 1946 and where a person is designated under the Terrorism Suppression Act 2002 |
| Banned, removed, deported or excluded from any other country at any time | This mirrors the status quo |
| Reason to believe likely to commit an offence in New Zealand punishable by imprisonment | This broadens the current exclusion criterion of a likelihood of committing an offence under the Crimes Act or Misuse of Drugs Act as there is no clear rationale for focusing only on these two Acts. The proposed wider approach is based on a likelihood of committing any offence under any New Zealand statute that is punishable by imprisonment. The proposal would require the decision-maker to identify that there was good reason to believe that a specific offence was likely to be committed, and to confirm that this offence would be punishable by imprisonment |
| Reason to believe likely to be a threat or risk to national or international security | This is designed to cover the current provisions that exclude non-citizens who are connected to an act of terrorism in New Zealand or overseas. While terrorism may have been a notable threat to national security when the 1987 Act was passed, and still is, the sources of threat are now broader than terrorists. This criterion would also take the place of the risk to "public safety" arising from terrorists, which exists in the 1987 Act |
| Reason to believe likely to be a threat or risk to public order or public interest | Public order and public interest exclusion provisions are currently based on organised crime and international circumstances, which are both too narrow. This criterion would allow threats or risks directly from a non-citizen to be addressed and would also exclude a person if the reaction to their presence in New Zealand would create disorder |
Children born in New Zealand
Proposal
It is proposed that the Bill include the current provisions that give New Zealand-born children who are not citizens the most favourable immigration status held by either of their parents.
Status quo
The proposal mirrors the status quo.
Discussion paper and submissions
This issue was not raised in the discussion paper.
Comment
The provisions in the 1987 Act came into force through amendments on 1 January 2006 in response to changes to New Zealand citizenship law. There is no reason to revisit these provisions at this early date.
Fees and charges
Proposals
It is proposed that the Bill:
- allows fees and charges to be prescribed in regulations for any matter or service arising out of the Act, for them to apply to an individual or an application, and that they be calculated to reflect the variable nature of the cost or potential cost of the matter or service, as under the 1987 Act
- allows for different fees and charges to be prescribed for the same matter or service dependent on a range of factors, such as the way the service is provided, the location where the service is provided, and the manner through which the fee or charge may be payable, as under the 1987 Act
- allows fees and charges to be paid to a third party, who could manage the amount and transfer it to the departmental bank account
- allows for the imposition of the migrant levy on non-citizens who are granted visas, as under the 1987 Act
- allows provisions that set up an "Immigration Resettlement and Research Fund" where the migrant levy is held to allow it to be managed and allocated appropriately, as under the 1987 Act
- exempts protection claimants from the payment of fees and charges related to their claim, as for refugee status claimants under the 1987 Act, and
- provides for individual waivers and refunds of fees and charges.
Status quo
The 1987 Act allows for fees to be prescribed in regulations for any matter or service arising out of the Act, and for them to apply to an individual or an application. The 1987 Act also allows for different fees to be prescribed for the same matter or service dependent on a range of factors, such as the way the service is provided and the location where the service is provided.
Under the 1987 Act, charges are allowed for services in relation to the administration of the Act, other than matters for which a fee applies. These services include telephone information services, courier charges, access to library or research services, and the cost of bulk forms.
The 1987 Act does not explicitly prohibit the payment of fees and charges to a third party.
Discussion paper and submissions
These issues were not included in the discussion paper.
Comment
Most of these proposals roll over the current provisions, which provide a high degree of financial flexibility. The proposals for third party fee management and for regulations to prescribe (and restrict) the manner of payment give the flexibility to stop, for example, taking cash payments in specified circumstances. This offers enhanced protection for the applicant and the department from loss or theft of cash.
